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Stephens Inc.
Stephens Inc.
Stephens Inc. Disclosures

Stephens Inc. Website Customer Privacy Notice

To Our Clients and Customers:

We are committed to protecting your privacy. We have a strict privacy policy to continue to protect financial information that we may receive about you. This Privacy Notice outlines the conditions under which it may be necessary for us to disclose nonpublic personal information about you to third parties. Our privacy policy applies to both current and former clients.

INFORMATION WE COLLECT

We collect nonpublic personal information about you from the following sources:

  • Information we receive from you on applications or other forms or through our web site;
  • Information about your transactions with us, our affiliates, or others; and
  • Information we receive from third parties such as consumer reporting agencies.

CONFIDENTIALITY AND SECURITY

We restrict access to nonpublic personal information about you to our employees and employees of affiliated financial service providers. Our employees and the employees of affiliated financial services providers agree to follow our privacy policy. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

DISCLOSURE

We may disclose some or all of the information we collect to non-affiliated third parties for the purpose of assisting us in providing financial products and services to you. These non-affiliated third parties must agree to use the information solely for fulfilling the purpose for which they were hired and not reuse or disclose the information except as permitted by law.

We do not disclose your nonpublic personal information to anyone else, except as required or permitted by law.



Stephens Inc.
Stephens Inc.