At a Glance

the stephens building

Stephens is a privately held financial services firm with a strong focus on investment banking, research, wealth management, public finance and insurance brokerage. In addition, through Stephens Capital Partners, the firm owns a portfolio of nearly 50 companies. As an independent firm, Stephens is free to focus on building long-term relationships and long-term results, emphasizing enduring values and respect for accumulated capital.

Key Facts:

Investment Banking Transactions: $120 billion since 2003

Portfolio Companies: 50 (no outside investors)

Stocks Covered by Research: 450+

Employees: 1200+

Locations: 28 U.S. cities, London, UK and Frankfurt, DE


Business Lines:

Investment Banking


Public Finance

Equity Sales & Trading

Fixed Income Sales & Trading

Private Wealth Management

Capital Management


Private Equity


Related Companies:

“Stephens” (the company brand name) is a leading family-owned investment firm comprising Stephens Inc. (offers securities products; member NYSE SIPC), Stephens Investment Management Group, LLC, Stephens Insurance, LLC, Stephens Capital Partners LLC, and Stephens Europe Limited.



Stephens Inc. is a member of the following exchanges and associations:

New York Stock Exchange, Inc.

NASDAQ Stock Market

Financial Industry Regulatory Authority

Bond Dealers of America

Securities Investor Protection Corporation

National Futures Association

Investment Company Institute

Investors Exchange LLC

Securities Industry and Financial Markets Association

Municipal Securities Rulemaking Board

National Futures Association


Media Contact

Chenoa Taitt

For Retail Investors: Form CRS

(800) 643-9691 | Member NYSE, SIPC

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